Criterios a atribución de la responsabilidad penal del administrador de empresa por decisiones colegiales en España

• Author: Dra. Ana Isabel Pérez Cepeda
• Position: Catedrática de Derecho penal de la Universidad de Salamanca
• Pages: 43-69

CUBALEX Artículos / 

Criterios a atribución de la responsabilidad penal

del administrador de empresa por decisiones

colegiales en España*





DRA. ANA ISABEL PÉREZ CEPEDA**

ESPAÑA

Sumario

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*      

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

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

** cepeda@usal.es

CUBALEX



Artículos / 44

Abstract

is article tries to determine the liability of each of the administrators involved in a

joint criminal decision within a company in light of the current criminal liability system for

legal persons in Spain. To this end are also addressed dogmatic issues raised by attributing

individual criminal liability to the fact that each administrator belongs to the management

body from which the criminal plan originates

Keywords

Criminal responsibility, business administrators, and dogmatic issues.

1. Introducción





 













 



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CUBALEX

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Artículos / 



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









 

    



2. LA RESPONSABILIDAD DEL ÓRGANO



    

  

     







   

   



     







            

  Anuario de derecho penal y ciencias penales 

    



CUBALEX



Artículos / 

   



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 

      

  

   

    

  



CUBALEX



Artículos / 

        







    







 “culpa in vigilando”









  

Compliance Ocer











              

      

        

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

     



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

4



      

     







4  Fundamentos del Derecho penal de la Empresa   



CUBALEX



Artículos / 



     







   

      



 

     







       



 compliance ocer 

      





   





ompliance oce





      

      



         



 

         

 

Cuadernos de Derecho JudicialLa responsabilidad penal de las socieda-

des. Actuación en nombre de otro. Responsabilidad de los Consejos de administración. Responsabilidad de los

subordinados

 compliance officer 

op. cit;

 

 

op. cit; 

CUBALEX



Artículos / 

   







lege ferenda, 











3. LA RESPONSABILIDAD POR EL ACUERDO















      









      





            







    

        





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CUBALEX



Artículos / 

          

    



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     

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   

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          

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

 Vid

Derecho PUCP



 

   



      

        





   



Revista Penal  

     



CUBALEX



Artículos / 

  



    











4. LA RESPONSABILIDAD DE INDIVIDUAL POR LA

ADOPCIÓN DEL ACUERDO





    

     

  











 



 



       

el acuerdo se adopta por unanimidad.



         







 

       

        













CUBALEX



Artículos / 





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

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

 

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conditio sine qua nom   

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    

 Vid,  JZ



      Festschrift für

Koichi Miyaznwa, 

CUBALEX



Artículos / 







  

 

   



       

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   



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

        

conditio sine qua nom

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

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  



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     



  



     





     





 

   

   Die kausale Erlärung uberbendingter Erfolge

 

op. cit.,

 Vid,

 

op. cit; 

CUBALEX



Artículos / 

      

    









 

























  

   













.

 op. cit;

 Delitos cualificados por el resultado y causalidad



 ADPCP, 

  La imputación objetiva del resultado

     

         



 Lecciones de Derecho penal. Parte general

 

op. cit;

  

Revista de derecho

penal y criminología

CUBALEX



Artículos / 



      

  

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   

      

 



 Fundamentos del Derecho penal de la Empresaop. cit.,

    La responsabilidad por omisión de los

deberes del empresario. Análisis crítico del art. 363 del Código Penal

CUBALEX



Artículos / 





 

     



  



    







     

          



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















      

         



  











     

  



 Vid,op. cit; 



     

op. cit.,

CUBALEX



Artículos / 











    

       

 

   

       





        

          

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       





  

     







      

     



   

          

     





 output   



  

 Responsabilidad penal por omisión del empresario







  

op. cit; 

CUBALEX



Artículos / 















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           

       





  Fundamentos del Derecho penal de la Empresop. cit;

              

op. cit;

CUBALEX



Artículos / 

Con relación a los problemas de autoría en los supuestos de adopción de acuer-

dos antijurídicos. 

  



 

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      

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     

      

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

  

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    











           

op. cit.,

 

  Derecho penal. Parte general. Fundamentos y teoría de la imputación

      



       

     



  Delincuencia orga-

nizada. Aspectos penales, procesales y criminológicos



 

op. cit.,



CUBALEX



Artículos / 





    









   







    





   

 



  acuerdos antijurídicos di-

rectamente ejecutivos 



  

   

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  



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 

  

    



   

      



  





  



           

op. cit;

CUBALEX



Artículos / 





ex postex ante

 ex anteex ante





        







 



ex postex ante



  



















  



44



 Vid,Die Beteiligungsformen als Zurechnungstypus im Strafrecht, 

Täterschaft und Gestaltuugsherrschaf

 Derecho Penal. Parte General, I. El hecho punible

  Strafrecht. Allgemeiner Tei1  



 Vid,         

          

op. cit.,

 Derecho penal económico y de la empresa

      

Anuario de la Facultad de Derecho de la Universidad de

Alcalá de Henares, 

44           

op. cit,

CUBALEX



Artículos / 

         

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







     



           

op. cit;

 Täterschaft und Tatherrschaftop. cit;

CUBALEX



Artículos / 









        





         







    acuerdos antijurídicos necesitados de

posterior ejecución,  



 



          





     





           

         

   

     







  

   

           

 op. cit; 

 

 Teoría jurídica del delito. Derecho Penal. Parte Especial





 Derecho Penal. Parte General, I. El hecho punible

Derecho penal. Parte general. Fundamentos y teoría de la imputación

        Delincuencia organizada.

Aspectos penales, procesales y criminológicos  

Täterschaft und TatherrschaftAutoría y dominio del hecho en

CUBALEX



Artículos / 

     

     





        



     











         

      

   

     

 

  

        

       











el Derecho penal

Sobre el estado de la teoría del delito (seminario de la Universitat Pompeu

Fabra),



 

 Poder Judicial

 

Poder Judicial

        







 Vid,     Autoría y participación   



 La autoría mediata en Derecho penal



 op. cit.,

 Principios del Derecho Penal. Parte General

              

CUBALEX



Artículos / 

       

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

            



 

Fundamentos de un sistema europeo de Derecho penal

CUBALEX



Artículos / 

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     

   

    



         

     



  Täterschaft und Tatherrschaftop. cit Autoría y dominio del hecho en el Derecho

penalop. cit;

   

  





 Täterschaft und Tatherrschaft  Autoría y dominio del hecho en el

Derecho penalop. cit;



 

Revista Penal

 







Revista Penal 



CUBALEX



Artículos / 

     

 













      

      



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

         





  

    

 









Bibliografía

    



 

Poder Judicial

Principios del Derecho Penal. Parte General



Die Beteiligungsformen als Zurechnungstypus im Strafrecht

  



CUBALEX



Artículos / 

Täterschaft und Gestaltuugsherrschaft



 Revista Penal

Derecho penal económico y de la empresa



La responsabilidad por omisión de los deberes del empresario. Aná-

lisis crítico del art. 363 del Código Penal

Responsabilidad penal por omisión del empresario,





El Derecho penal económico en la Era Compliance







 Delitos cualicados por el resultado y causalidad,



Teoría jurídica del delito. Derecho Penal. Parte Especial



Festschrift

für Koichi Miyaznwa

Derecho penal. Parte general. Fundamentos y teoría de la imputación



La autoría mediata en Derecho penal,

 



Poder Judicial 

Autoría y participación

Lecciones de Derecho penal. Parte general





Anuario de la Facul-

tad de Derecho de la Universidad de Alcalá de Henares

 Strafrecht. Allgemeiner Tei1  



La imputación objetiva del resultado 



         

Derecho PUCP

  



    

elincuencia organizada. Aspectos penales, procesales y criminológicos



CUBALEX



Artículos / 

 

      Revista Penal 

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Die strafreclitliclte Verantwortliclzkeit der Mitglieder von Kollegialorga-

nen

Jura

JZ



  



Revista de derecho penal y criminología

Täterschaft und Tätherrsachaft



De-

lincuencia organizada. Aspectos penales, procesales y criminológicos





uadernos Cívitas





      

Anuario de derecho penal y

ciencias penales



 

Fundamentos de un sistema

europeo de Derecho penal

Fundamentos del Derecho penal de la Empresa



Derecho Penal. Parte General, I. El hecho punible





Cuadernos de Derecho Judicial,

La responsabilidad penal de las sociedades. Actuación en nombre de otro. Respon-

sabilidad de los Consejos de administración. Responsabilidad de los subordinados







Revista Penal

ADPCP